Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Doohan is a financial advisor with over 10 years of experience in the industry. James is currently registered with BNP Paribas Securities Corp. Prior to joining BNP Paribas Securities Corp., James was registered with several firms including Aqua Securities L.P., BGC Financial, L.P., CF Secured, LLC, Fenics Execution, LLC, GFI Securities LLC, Mint Brokers, Cantor Fitzgerald & Co., Sunrise Brokers LLC, Castleoak Securities, LP, CFWP Securities, LLC and BNP Paribas Securities Corp. James is currently licensed to conduct business in Pennsylvania. James holds the Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/11/2022 - Present
BNP Paribas Securities Corp. (Chesterbrook PA)
NY
08/06/2019 - 01/18/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
08/06/2019 - 01/18/2022
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
08/06/2019 - 01/18/2022
CF SECURED, LLC (NEW YORK NY)
NY
08/06/2019 - 01/18/2022
FENICS EXECUTION, LLC (NEW YORK NY)
NY
08/06/2019 - 01/18/2022
GFI SECURITIES LLC (NEW YORK NY)
NY
08/06/2019 - 01/18/2022
MINT BROKERS (NEW YORK NY)
NY
02/08/2018 - 01/18/2022
CANTOR FITZGERALD & CO. (New York NY)
NY
08/06/2019 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
08/06/2019 - 11/20/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
08/06/2019 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
NY
07/18/2011 - 02/06/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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