Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dew is an investment advisor representative with Dew Wealth Management. James has been registered with FINRA since 1995. James has been a financial advisor for over 23 years. The firm primarily serves high-net-worth individuals and also provides services to individuals other than high-net-worth, charitable organizations and has more than 193 clients. The firm's primary focus is in financial planning, pension consulting, and educational seminars. James is also a licensed insurance agent, an independent trustee for one or more trusts, and an author of educational and informational books and investing and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Percentage retirement plan assets under advisement
1
2
AZ
04/17/2018 - Present
DEW Wealth Management (SCOTTSDALE AZ)
NY
12/07/1995 - 03/11/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
02/22/2001 - 12/31/2001
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
Issued 07/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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