Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Craco is an investment advisor representative with Sentinel Asset Management, LLC. James is registered with the state of Connecticut. James has been in the financial services industry since 1996. Prior to Sentinel Asset Management, LLC, James worked for TD Securities (USA) LLC, Oppenheimer & Co. Inc., Credit Agricole Securities (USA) Inc. and other firms. James is a Series 65 and Series 63 license holder and has also passed the Series 57TO, SIE, Series 55 and Series 7 exams. James specializes in working with individuals and provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
12/04/2023 - Present
Sentinel Asset Management, LLC (WALLINGFORD CT)
NY
11/23/2020 - 01/14/2022
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/04/2020 - 10/13/2020
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
05/29/2007 - 06/21/2019
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
05/15/2006 - 05/22/2007
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
11/21/2005 - 05/09/2006
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
06/18/2003 - 10/20/2005
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/29/2003 - 06/18/2003
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
05/13/1997 - 01/17/2003
TD SECURITIES (USA) INC. (NEW YORK NY)
NY
07/25/1996 - 05/01/1997
NEUBERGER & BERMAN, LLC (NEW YORK NY)
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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