Unclaimed
James Patrick Condon is a financial professional with over 30 years of experience in the industry. James has been registered with Empower Financial Services, Inc. since 1999. Prior to that, James was registered with Diversified Investors Securities Corp. and Pruco Securities Corporation. James holds Series 6, 26, and 63 licenses. He is registered in Connecticut, New Jersey, New York, and Pennsylvania. James is a dedicated financial advisor committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/17/1999 - Present
Empower Financial Services, Inc. (Scranton PA)
NY
11/01/1996 - 10/22/1999
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NJ
10/08/1992 - 10/09/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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