Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Collins is a financial advisor based in Plainville, CT. James has been in the financial services industry since 2005 and holds a series of licenses including Series 7, Series 6, Series 63 and Series 65. James is currently registered with Osaic Institutions, Inc. and is also a Certified Financial Planner. James provides financial planning and portfolio management for individuals and businesses, as well as educational seminars and selection of other advisors. James has previously worked at LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC. and WEBSTER INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/16/2023 - Present
Osaic Institutions, Inc. (Plainville CT)
CT
10/11/2011 - 10/30/2023
LPL FINANCIAL LLC (PLAINVILLE CT)
CT
02/13/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (EAST WINDSOR CT)
CT
08/08/2005 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
IA
Issued 05/19/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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