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James Patrick Carr

BMO Capital Markets Corp.

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About James Patrick Carr

James Carr is a financial professional with over 20 years of experience in the industry. James is currently registered with BMO Capital Markets Corp. and is licensed in all 50 states and Puerto Rico. Prior to joining BMO Capital Markets Corp., James worked at KGS-ALPHA CAPITAL MARKETS, L.P., CITIGROUP GLOBAL MARKETS INC., STONE & YOUNGBERG LLC, and UBS FINANCIAL SERVICES INC. James provides financial advisory services for individuals and businesses.

Firm Information

James Carr is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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James Carr’s Registration & Firm History

FL

09/01/2018 - Present

BMO Capital Markets Corp. (Boca Raton FL)

NY

08/08/2016 - 09/01/2018

KGS-ALPHA CAPITAL MARKETS, L.P. (Buffalo NY)

NY

09/10/2007 - 08/05/2016

CITIGROUP GLOBAL MARKETS INC. (GETZVILLE NY)

CA

01/19/2006 - 08/01/2007

STONE & YOUNGBERG LLC (SAN FRANCISCO CA)

NJ

08/18/2005 - 02/06/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CA

04/10/2001 - 06/13/2005

STONE & YOUNGBERG LLC (SAN FRANCISCO CA)

NJ

11/20/1998 - 04/16/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 09/23/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Carr.
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