Unclaimed
James Burke is a financial advisor based in Houston, Texas. James has been working in the financial services industry since August 15, 1988 and currently is registered with Cetera Advisor Networks LLC. James has a wide range of experience, having previously worked for firms such as LPL Financial LLC, Worthmark Financial Services, LLC, ProEquities, Inc., and Pruco Securities Corporation. James is licensed to provide financial advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/10/2017 - Present
Cetera Advisor Networks LLC (HOUSTON TX)
TX
09/15/2005 - 08/29/2017
LPL FINANCIAL LLC (HOUSTON TX)
MN
02/12/2004 - 07/29/2005
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
AL
03/07/2000 - 12/31/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
NJ
07/24/1998 - 03/23/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
12/20/1996 - 06/16/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NJ
02/24/1988 - 11/01/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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