Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brown is a Registered Representative with DC Advisory, a firm registered with FINRA. James has been in the industry for 1 year and holds Series 63, Series 79TO, and SIE licenses. James is registered in New York. The firm's main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/06/2020 - Present
DC Advisory (NEW YORK NY)
BC
Issued 03/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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