Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patrick Brown is a financial advisor registered with American Portfolios Financial Services, Inc. in Manasquan, NJ. James has over 30 years of experience in the financial services industry. James is licensed to offer securities in multiple states, including New York, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/17/2004 - Present
American Portfolios Financial Services, Inc. (Manasquan NJ)
AZ
12/13/1991 - 02/19/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
03/07/1989 - 03/28/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/07/1989 - 03/28/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 06/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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