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James Patrick Brennan

Virtu Americas LLC

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About James Patrick Brennan

James Patrick Brennan is a financial professional with over 25 years of experience in the industry. James has held roles at a number of firms, including Virtu Americas LLC, Virtu ITG LLC, Knight Capital Americas, L.P., and BNY ESI & CO., INC. James holds a Series 7, Series 55, Series 63, and Series 57TO licenses, and is registered in 11 states. James is currently employed at Virtu Americas LLC.

Firm Information

James Brennan is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Brennan’s Registration & Firm History

NY

07/02/2012 - Present

Virtu Americas LLC (New York NY)

NY

05/22/2019 - 08/03/2020

VIRTU ITG LLC (NEW YORK NY)

NJ

08/25/1999 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

07/03/1997 - 08/16/1999

BNY ESI & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/02/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Patrick Brennan.
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