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James Patrick Brattensborg

Pruco Securities, LLC

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About James Patrick Brattensborg

James Brattensborg is a financial advisor with Pruco Securities, LLC. James has been a registered representative since January 2011, and an investment advisor representative since February 2011. James is registered with the state of Minnesota and 50 other jurisdictions, and is also registered with the Financial Industry Regulatory Authority (FINRA). James specializes in portfolio management for individuals, and has experience working with high-net-worth individuals, corporations and other businesses. James has worked in the financial industry for over 10 years and has a history of working with firms such as Country Capital Management Company and Morgan Stanley Smith Barney.

Firm Information

James Brattensborg is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Brattensborg’s Registration & Firm History

MN

03/01/2021 - Present

Pruco Securities, LLC (Minneapolis MN)

MN

02/08/2012 - 09/03/2013

COUNTRY CAPITAL MANAGEMENT COMPANY (ST CLOUD MN)

MN

01/06/2011 - 10/14/2011

MORGAN STANLEY SMITH BARNEY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 02/20/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/03/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Brattensborg.
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