Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bradley is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Ameriprise Financial Services, LLC and is a registered representative of Ameriprise Financial Services, LLC. James has held prior positions at Morgan Stanley, Stifel, Nicolaus & Company, Incorporated and Ryan Beck & Co.. James is licensed to provide financial advice in numerous states including Florida, Alabama, California, Colorado, Connecticut, Georgia, Iowa, Maine, Massachusetts, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/05/2023 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
01/24/2014 - 09/08/2023
MORGAN STANLEY (Boca Raton FL)
FL
07/31/2007 - 01/29/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOCA RATON FL)
FL
04/29/2002 - 07/31/2007
RYAN BECK & CO. (BOCA RATON FL)
NY
06/19/1996 - 04/29/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
07/31/1993 - 06/06/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
08/20/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/1989 - 02/05/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/19/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 02/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/31/1999
Series 14 - Compliance Officer Examination
BC
Issued 01/21/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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