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James Patrick Blake

ADP Broker-Dealer, Inc.

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About James Patrick Blake

James Patrick Blake is a financial advisor with over 25 years of experience in the industry. James is a registered principal and has held licenses with FINRA since 1998. James is currently employed with ADP Broker-Dealer, Inc. James is registered to provide investment advice in all states of the United States.

Firm Information

James Blake is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Blake’s Registration & Firm History

NJ

10/08/1998 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

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Licenses & Designations

BC

Issued 09/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/08/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Blake.
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