Unclaimed
James Patrick Blake is a financial advisor with over 25 years of experience in the industry. James is a registered principal and has held licenses with FINRA since 1998. James is currently employed with ADP Broker-Dealer, Inc. James is registered to provide investment advice in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/08/1998 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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