Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bergmaier is a financial professional with over 17 years of experience in the industry. James is a Registered Representative with Hornor, Townsend & Kent, LLC. James holds Series 6, 7, 63 and 66 securities licenses, as well as the SIE exam. James is a CERTIFIED FINANCIAL PLANNER™. He is also a member of the Penn Mutual National Advisory Council (NAC) Executive Committee where he serves as the Treasurer. James is a well-respected financial advisor who is committed to providing his clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
PA
03/02/2018 - Present
Hornor, Townsend & Kent, LLC (CONSHOHOCKEN PA)
PA
06/22/2005 - 02/18/2015
METLIFE SECURITIES INC. (PLYMOUTH MEETING PA)
PA
06/22/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLYMOUTH MEETING PA)
BOTH
Issued 01/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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