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James Patrick Bennett

Southstate|duncanwilliams Securities Corp.

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About James Patrick Bennett

James Patrick Bennett is a financial advisor with Southstate|duncanwilliams Securities Corp. James has been working in the industry since January 16, 2005 and has held previous positions with FLAGSTAR ADVISORS, AMEGY INVESTMENTS, INC., AXA ADVISORS, LLC, and BAKER & CO., INCORPORATED. James is registered with FINRA and the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

James Bennett is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bennett’s Registration & Firm History

TX

02/20/2024 - Present

Southstate|duncanwilliams Securities Corp. (Houston TX)

TX

09/02/2010 - 12/12/2023

FLAGSTAR ADVISORS (HOUSTON TX)

TX

01/09/2007 - 08/17/2010

AMEGY INVESTMENTS, INC. (HOUSTON TX)

NY

12/01/2004 - 02/11/2005

AXA ADVISORS, LLC (NEW YORK NY)

OH

08/07/2002 - 08/09/2004

BAKER & CO., INCORPORATED (ROCKY RIVER OH)

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Licenses & Designations

BC

Issued 02/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/15/2003

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Patrick Bennett.
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