Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anderson is a financial advisor with Charles Schwab & Co., Inc. based in Richfield, Ohio. James has been in the financial services industry since 1999. James holds Series 6, 7, 26 and 63 licenses along with a Series 65. James has been registered with Charles Schwab & Co., Inc. since 2012. Before joining Charles Schwab & Co., Inc., James worked at Stancorp Equities, Inc., Invesmart Securities, LLC, ProEquities, Inc., and Cigna Financial Advisors, Inc. James specializes in Financial planning, Portfolio management, and Selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
02/01/2012 - Present
Charles Schwab & CO., Inc. (Richfield OH)
KY
01/01/2007 - 10/07/2011
STANCORP EQUITIES, INC. (LOUISVILLE KY)
KY
09/27/2004 - 01/01/2007
INVESMART SECURITIES, LLC (LOUISVILLE KY)
AL
06/09/1997 - 12/20/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
PA
06/20/1994 - 10/23/1996
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 07/29/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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