Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hanna is a financial professional with over 30 years of experience in the industry. James has a wide range of experience in the financial services industry, including working with LPL Enterprise, LLC, MML Investors Services, LLC, MSI Financial Services, INC. and Metropolitan Life Insurance Company. James is registered to provide investment advice in California, Nevada, and Utah and has successfully passed the Series 6, 7, 63, and 65 exams. James is currently affiliated with LPL Enterprise, LLC, a firm based in Fort Mill, South Carolina. LPL Enterprise, LLC provides financial planning, portfolio management, and other advisory services for individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/14/2024 - Present
LPL Enterprise, LLC (IRVINE CA)
CA
03/25/2017 - 08/19/2021
MML INVESTORS SERVICES, LLC (Brea CA)
CA
09/26/2002 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (RANCHO CUCAMONGA CA)
CA
09/26/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SAN BERNARDINO CA)
NY
04/20/2000 - 10/01/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
OH
10/19/1999 - 03/31/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MN
09/04/1999 - 10/25/1999
LIFEUSA SECURITIES, INC. (MINNEAPOLIS MN)
MA
11/08/1988 - 06/28/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/08/1988 - 06/28/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 01/27/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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