Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pati is a financial advisor currently registered with Creativeone Wealth, LLC in Overland Park, Kansas. He is also registered with the state of Massachusetts and Rhode Island as an Investment Advisor Representative. James Pati holds Series 7TO, Series 6 and Series 63 licenses. James Pati has been in the financial industry for over 9 years. Previously, he was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citizens Securities, Inc., and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sub adviser services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Sub-adviser fees/solicitor fees
1
2
KS
07/09/2024 - Present
Creativeone Wealth, LLC (OVERLAND PARK KS)
RI
08/30/2019 - 11/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
07/23/2018 - 06/25/2019
CITIZENS SECURITIES, INC. (JOHNSTON RI)
RI
05/16/2017 - 07/17/2018
NYLIFE SECURITIES LLC (JOHNSTON RI)
IA
Issued 01/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure James Pati is the right advisor for you? Invested Better is here to help.
