Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pasquale Nunciato is a Registered Representative and Investment Advisor Representative with Cadaret, Grant & CO., Inc., with over 40 years of experience in the financial services industry. James is based in Cortland, New York and has provided financial advice to clients in several states. James holds FINRA Series 7, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (CORTLAND NY)
NY
08/21/1990 - 07/31/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
07/08/1987 - 09/13/1991
FIRST AMERICA EQUITIES CORP.
NA
10/16/1984 - 07/09/1987
A. G. EDWARDS & SONS, INC.
NA
06/04/1981 - 10/10/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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