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James Parker Lumpkin

TAR River Wealth Planning, LLC

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About James Parker Lumpkin

James Parker Lumpkin is a financial advisor with over 30 years of experience in the industry. Currently, James is registered with Tar River Wealth Planning, LLC and is licensed in Alabama, California, Florida, Georgia, North Carolina, South Carolina, and Texas. James has a history of working with clients in the Louisburg area and specializes in providing financial planning, portfolio management for individuals and businesses, and publication of periodicals.

Firm Information

James Lumpkin is currently registered with TAR River Wealth Planning, LLC. TAR River Wealth Planning, LLC is an investment advisory firm based in LOUISBURG, NC that manages $328,597,476 in assets for 1,273 clients. The firm provides financial planning, portfolio management for individuals and businesses, and publishes periodicals. They have a strong focus on high-net-worth individuals, with 85 clients in this category managing $234,132,604 in assets. The firm also serves corporations, charitable organizations, and pension and profit-sharing plans.
TAR River Wealth Planning, LLC

109 N MAIN ST

LOUISBURG, NC 27549-9998

$328.60M

Assets Under Management

1

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Lumpkin’s Registration & Firm History

NC

03/23/2024 - Present

TAR River Wealth Planning, LLC (LOUISBURG NC)

NC

07/26/1989 - 12/31/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (LOUISBURG NC)

NC

07/09/1986 - 07/27/1989

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NA

04/12/1984 - 07/28/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 04/11/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Parker Lumpkin.
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