Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ek is a financial advisor registered with Empower Advisory Group, LLC, a firm with a large client base. James has been in the financial services industry since 2016 and has a proven track record of success. James is dedicated to helping individuals and families achieve their financial goals. James is licensed to provide financial advice in many states. James has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service. James offers a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/15/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
08/27/2019 - 09/03/2020
CITIZENS SECURITIES, INC. (SO. BOSTON MA)
MA
04/17/2018 - 06/10/2019
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
MA
02/19/2016 - 04/18/2018
GWFS EQUITIES, INC. (ANDOVER MA)
IA
Issued 10/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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