Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Parker is a financial professional with over 20 years of experience in the industry. James has a strong track record of providing personalized financial advice to a wide range of clients, including individuals, families, and businesses. James currently works at Osaic Wealth, Inc., a firm that provides a variety of financial services, including financial planning, investment management, and retirement planning. James is also licensed in Georgia and Nebraska. Prior to joining Osaic Wealth, Inc., James worked at Securities America, Inc., FSC Securities Corporation, Country Capital Management Company, SunTrust Investment Services, Inc., MML Investors Services, Inc., Wachovia Securities, LLC, Hornor, Townsend & Kent, Inc., Waddell & Reed, Inc., E*TRADE Securities, Incorporated, PRUCO Securities Corporation, Dean Witter Reynolds Inc., MONY Securities Corporation, and The Advisors Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
11/07/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
03/03/2017 - 06/07/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
04/27/2015 - 07/02/2015
COUNTRY CAPITAL MANAGEMENT COMPANY (PEACHTREE GA)
GA
05/03/2011 - 10/03/2014
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MA
10/14/2008 - 05/01/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
GA
07/27/2006 - 03/28/2008
WACHOVIA SECURITIES, LLC (RIVERDALE GA)
PA
08/26/2004 - 03/15/2005
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
KS
08/13/2001 - 08/25/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
07/11/2000 - 08/07/2001
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
NJ
10/21/1999 - 01/28/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
05/19/1999 - 07/19/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/13/1998 - 04/16/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
MD
06/25/1998 - 08/25/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
BC
Issued 05/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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