Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harbeson is a registered representative with Citizens JMP Securities, LLC. James has been in the securities industry since December 27, 2015. James is licensed to sell securities in Georgia and Pennsylvania. James has passed the Series 7, Series 63, Series 79, and the SIE exams. James has previously worked at Citizens Capital Markets, BOFA Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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2
PA
08/01/2023 - Present
Citizens JMP Securities, LLC (Philadelphia PA)
PA
11/06/2019 - 08/01/2023
CITIZENS CAPITAL MARKETS (Philadelphia PA)
PA
05/10/2019 - 08/15/2019
BOFA SECURITIES, INC. (PHILADELPHIA PA)
PA
10/07/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
BC
Issued 12/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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