Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames P. Williams is a financial advisor with over 20 years of experience in the industry. James Williams is currently registered with J.p. Morgan Securities LLC and has been in this role since November 2013. Prior to joining J.p. Morgan Securities LLC, James Williams was employed with LPL Financial LLC and FirstMerit Financial Services, Inc. James Williams holds licenses for both securities and investment advisory services, and is a registered principal in several states. James Williams' specializations include portfolio management for individuals and businesses, as well as financial planning and pension consulting. J.p. Morgan Securities LLC is a large firm with a wide range of services, including investment management, brokerage, and banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/13/2014 - Present
J.p. Morgan Securities LLC (MANSFIELD OH)
OH
10/04/2010 - 11/25/2013
LPL FINANCIAL LLC (CLEVELAND OH)
OH
01/14/2010 - 10/04/2010
FIRSTMERIT FINANCIAL SERVICES, INC (BARBERTON OH)
OH
06/20/2008 - 01/14/2010
INVEST FINANCIAL CORPORATION (AKRON OH)
OH
07/02/2002 - 06/16/2008
THE HUNTINGTON INVESTMENT COMPANY (DOVER OH)
IL
09/10/1998 - 06/03/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
08/18/1998 - 09/11/1998
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IL
04/24/1995 - 08/19/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
09/02/1994 - 04/07/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
04/26/1993 - 08/30/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
New York Stock Exchange
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