Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Siciliano is an investment advisor representative at J.P. Morgan Securities LLC. James has been in the industry since July 30, 2006. James holds the Series 7, Series 63 and Series 66 licenses. James has been registered with the firm since August 2015 and has been actively registered in New Jersey, New York and Texas. James has worked for several firms during his career and is currently located in CENTEREACH, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/15/2016 - Present
J.p. Morgan Securities LLC (CENTEREACH NY)
NY
05/08/2013 - 04/20/2015
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
12/16/1997 - 03/24/1998
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
10/04/1994 - 12/16/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
06/24/1994 - 09/28/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
03/22/1994 - 07/15/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
01/27/1994 - 03/18/1994
EMANUEL AND COMPANY (NEW YORK NY)
NY
09/16/1993 - 01/03/1994
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
07/16/1993 - 09/09/1993
BEACON SECURITIES, INC. (NEW YORK NY)
NY
11/09/1990 - 07/06/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 10/10/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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