Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sandberg is a registered representative with Morgan Stanley & Co. LLC. James holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). James joined Morgan Stanley & Co. LLC on 09/02/2024. James is located at the Baltimore branch of Morgan Stanley & Co. LLC. The address for this location is 1300 Thames Street, Thames Street Warf, Baltimore, MD 21231.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
09/02/2024 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
BC
Issued 08/31/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2024
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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