Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames P Ruskin has been in the financial services industry since 1991 and is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. James has a wide range of experience and has held prior positions with JESUP & LAMONT SECURITIES CORP, BNP PARIBAS SECURITIES CORP., DREYFUS SERVICE CORPORATION and FIRST INVESTORS CORPORATION. James has a wide range of experience and has passed a number of industry examinations, including the Series 6, 7, 10, 24, 55, 57TO, 63, 65, 86 and 87 examinations. James is registered in the following states: California, Connecticut, Florida, Massachusetts, Michigan, New Jersey, New York, Pennsylvania and Vermont. James is also registered as an Investment Advisor Representative in Connecticut, New York, and Texas. James P Ruskin specializes in portfolio management for businesses, individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/09/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
03/03/2009 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
10/08/2007 - 02/05/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/12/1985 - 06/19/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
06/09/1983 - 09/26/1983
FIRST INVESTORS CORPORATION
IA
Issued 06/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/30/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/08/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Ruskin is the right advisor for you? Invested Better is here to help.
