Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rogan is a financial professional with over 2 years of experience in the industry. James is currently registered with Foreside Global Services, LLC and holds Series 3, 7TO, and 63 licenses. James is registered in all 50 states and the District of Columbia. James is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/19/2022 - Present
Foreside Global Services, LLC (New York NY)
BC
Issued 08/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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