Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'Brien is a financial advisor with PNC Capital Markets LLC. James is registered with FINRA and the state of Pennsylvania and holds the Series 79, Series 52, and Series 63 licenses. James has been in the industry since 2013 and has experience in investment banking. PNC Capital Markets LLC offers a wide range of financial products and services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/05/2013 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
BC
Issued 01/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/04/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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