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James P Naldi

Virtus Investment Advisers, Inc.

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About James P Naldi

James P. Naldi is a registered representative with Virtus Investment Advisers, Inc. James P. Naldi has been in the securities industry since 2004. James P. Naldi has also worked for Independent Financial Group, LLC; Allianz Global Investors Distributors LLC; American Skandia Marketing, Inc.; and Bear, Stearns & Co. Inc. James P. Naldi holds a Series 7, Series 66 and SIE securities license. James P. Naldi is also a Chartered Financial Analyst.

Firm Information

James Naldi is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Naldi’s Registration & Firm History

CT

06/21/2024 - Present

Virtus Investment Advisers, Inc. (HARTFORD CT)

CA

10/03/2022 - 05/31/2024

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

CA

02/17/2005 - 10/03/2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)

CT

01/28/2004 - 02/09/2005

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

NY

11/12/2003 - 12/18/2003

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James P Naldi.
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