Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mustard is a financial professional with over 30 years of experience in the financial services industry. James has been registered with PlanMember Securities Corp. since February 2017. Prior to that, James worked with Lincoln Investment and Legend Equities Corporation. James holds Series 6, 7, 22, 24, 63, and SIE licenses and has earned the Chartered Financial Consultant designation. James works with individual clients, corporations, charitable organizations and pension and profit-sharing plans. James provides investment advisory services, portfolio management, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/23/2017 - Present
Planmember Securities Corp. (CARPINTERIA CA)
OR
01/03/2017 - 02/23/2017
LINCOLN INVESTMENT (PORTLAND OR)
OR
10/31/1995 - 01/03/2017
LEGEND EQUITIES CORPORATION (PORTLAND OR)
AZ
10/18/1990 - 10/16/1995
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
05/14/1990 - 09/17/1990
GAF FINANCIAL AND INSURANCE SERVICES
NA
05/16/1990 - 09/07/1990
PAMCO SECURITIES AND INSURANCE SERVICES
NJ
04/25/1985 - 07/03/1990
H. C. COPELAND AND ASSOCIATES EQUITIES, INC. (SOMERSET NJ)
BC
Issued 12/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1994
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/24/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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