Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Moore is a financial advisor at Thrivent Investment Management Inc. James is registered with FINRA and has been in the industry for over nine years. James holds Series 6, 7, 63 and 66 licenses, as well as the SIE exam. James specializes in working with individuals, churches and non-profit sharing retirement accounts, corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/03/2020 - Present
Thrivent Investment Management Inc. (BRANDON FL)
BOTH
Issued 01/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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