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James P Malarkey

Fifth Third Securities, Inc.

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About James P Malarkey

James P Malarkey is a financial advisor currently registered with Fifth Third Securities, Inc. based in Cincinnati, OH. James has over 17 years of experience in the financial industry, with previous experience at U.S. BANCORP INVESTMENTS, INC., Fifth Third Securities, Inc. and Fidelity Brokerage Services LLC. James holds FINRA Series 63, Series 7 and SIE licenses. James P Malarkey is licensed to offer securities in 51 states and the District of Columbia. James has experience in various financial services, including portfolio management for businesses and individuals, financial planning, and selection of other advisors.

Firm Information

James Malarkey is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Malarkey’s Registration & Firm History

OH

03/18/2024 - Present

Fifth Third Securities, Inc. (CINCINNATI OH)

OH

01/24/2022 - 03/12/2024

U.S. BANCORP INVESTMENTS, INC. (Cincinnati OH)

OH

07/02/2018 - 01/06/2022

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

KY

03/23/2006 - 05/11/2018

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James P Malarkey.
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