Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames P. Lombardo Jr. has been in the financial services industry for over 27 years. James is currently registered with Ameriprise Financial Services, LLC and has previously been affiliated with Morgan Stanley, UBS Financial Services Inc., and H&R Block Financial Advisors, Inc. James holds Series 7, 8, 52, 63, and 65 licenses and the SIE designation. James is a member of the Finance Committee of the Lombardo Board of Directors. James provides investment advisory services to individuals, businesses, high-net-worth individuals, insurance companies, trusts/estates, pension and profit-sharing plans, and charitable organizations. James is currently located in NEW YORK, NY and has offices in Boca Raton, FL; Rye Brook, NY; and NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/06/2021 - Present
Ameriprise Financial Services, LLC (NEW YORK NY)
NY
11/05/2010 - 05/06/2019
MORGAN STANLEY (NEW YORK NY)
NY
02/21/2003 - 11/12/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
MI
03/14/1996 - 03/21/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 11/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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