Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames P. Holland is a financial advisor with Rockefeller Financial LLC. James has been in the financial industry for over 13 years. James holds the Series 63, Series 66, Series 7TO and Series 7 licenses. James specializes in working with high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, individuals other than high-net-worth, and charitable organizations. James is registered in Alabama, Colorado, Florida, Georgia, Hawaii, Massachusetts, Michigan, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas and West Virginia. James has previously worked for Northwestern Mutual Investment Services, LLC, U.S. Trust, Bank of America and Private Bank of Bank of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
03/07/2024 - Present
Rockefeller Financial LLC (ATLANTA GA)
SC
11/03/2009 - 08/16/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENVILLE SC)
BOTH
Issued 03/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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