Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gall is a financial professional with over 40 years of experience in the securities industry. James is currently registered with Park Avenue Securities LLC, and is a licensed representative in California. James has held previous positions with Guardian Investor Services Corporation, Nathan & Lewis Securities, Inc., and Green Hill Financial Service Corporation. James specializes in providing financial planning and portfolio management services to individuals, high net worth individuals, and charitable organizations. James holds Series 6, Series 22 and SIE licenses. James is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/03/1999 - Present
Park Avenue Securities LLC (IRVINE CA)
NY
02/01/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/07/1993 - 01/23/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
12/22/1981 - 10/15/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/08/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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