Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fazio is a financial advisor with LPL Financial LLC based in Killeen, Texas. James has been active in the industry since 2022 and holds the Series 63, Series 6TO, and SIE licenses. He is registered with the state of Texas and is currently active. His firm, LPL Financial LLC, is a large financial services company with over $50 billion in assets under management and serves a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
05/02/2022 - Present
LPL Financial LLC (KILLEEN TX)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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