Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames P. Dignam is a financial advisor with over 20 years of experience in the industry. James currently works at J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, James was a financial advisor at Citizens Securities, Inc., MML Investors Services, LLC, NYLIFE Securities LLC, J.P. Morgan Securities Inc. and Schwab Capital Markets L.P., among other firms. James holds a Series 63, Series 65, Series 24, Series 6TO, SIE, Series 6, Series 55, and Series 7 license. James specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
10/03/2023 - Present
J.p. Morgan Securities LLC (South Boston MA)
MA
06/03/2015 - 12/31/2020
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
09/04/2014 - 02/20/2015
MML INVESTORS SERVICES, LLC (BRAINTREE MA)
MA
06/17/2011 - 07/16/2014
NYLIFE SECURITIES LLC (WALTHAM MA)
NY
05/01/2001 - 08/03/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/20/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
09/03/2000 - 02/07/2001
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
02/18/1998 - 09/07/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/27/1993 - 01/05/1998
SALOMON BROTHERS INC. (NEW YORK NY)
MA
11/06/1990 - 08/24/1993
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NA
06/19/1989 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/26/1989 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NY
05/22/1989 - 06/07/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/10/1986 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/30/1985 - 04/03/1986
ADVEST, INC.
NA
02/01/1985 - 09/30/1985
BURGESS & LEITH INCORPORATED
NA
05/14/1984 - 01/31/1985
ADVEST, INC.
NA
11/22/1983 - 11/29/1983
EASTERN CAPITAL CORPORATION
BC
Issued 10/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1985
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Dignam is the right advisor for you? Invested Better is here to help.
