Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cournoyer is a financial professional with over 20 years of experience in the industry. James is currently registered with Fidelity Brokerage Services LLC. James has held prior registrations with NATIONAL FINANCIAL SERVICES LLC, Fidelity Brokerage Services LLC, QUICK & REILLY, INC., and DEAN WITTER REYNOLDS INC. James holds Series 63, Series 65, Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/14/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
04/26/2007 - 04/19/2023
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
01/17/2007 - 04/26/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
04/03/2003 - 01/17/2007
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NY
09/26/2000 - 07/12/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
12/22/1999 - 09/01/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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