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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Butler is an Investment Advisor Representative at Wells Fargo Advisors Financial Network, LLC, with over 25 years of experience in the financial services industry. James has held registrations in multiple states, including Washington, Texas, and New York. James holds the Series 65, 66, 7 and SIE licenses. James has been a Certified Financial Planner since 1998 and has worked with various financial institutions throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
03/28/2013 - Present
Wells Fargo Advisors Financial Network, LLC (MERCER ISLAND WA)
WA
01/01/1998 - 04/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
IA
Issued 06/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/04/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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