Unclaimed
James P. Agrawal is a financial advisor with over 37 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. and has previously worked with Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation and The Mutual Life Insurance Company of New York. James holds a Series 6, Series 63, Series 65 and SIE license and is a Certified Financial Planner. James specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. James is committed to helping clients achieve their financial goals and is dedicated to providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (POUGHKEEPSIE NY)
NY
11/22/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
06/01/2005 - 12/12/2006
AXA ADVISORS, LLC (POUGHKEEPSIE NY)
NY
10/08/1985 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/08/1985 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Agrawal is the right advisor for you? Invested Better is here to help.