Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Judd is an investment advisor representative at Cetera Investment Advisers LLC. James has been in the financial services industry since 1982. James is registered in Ohio and Texas. James's professional experience includes working as a financial advisor for Vantage Financial Group, Inc. and Lion Street Financial, LLC. James also holds the Series 6, 7, 24, 51, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (CLEVELAND OH)
OH
07/02/2018 - 10/01/2020
LION STREET FINANCIAL, LLC (Cleveland OH)
OH
11/01/2017 - 07/05/2018
CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)
OH
01/31/2006 - 11/01/2017
GIRARD SECURITIES, INC. (CLEVELAND OH)
OH
02/01/1999 - 02/02/2006
LINSCO/PRIVATE LEDGER CORP. (CLEVELAND OH)
CT
08/04/1982 - 02/01/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
08/04/1982 - 10/19/1992
HOME LIFE INSURANCE COMPANY
IA
Issued 6/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/8/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/9/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 4/8/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 8/3/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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