Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Oneil Stewart is a financial advisor with over 25 years of experience in the financial services industry. James currently works with Cambridge Investment Research Advisors, Inc. as an Investment Advisor Representative. James has a diverse background, having held positions with a variety of firms including MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, CitiStreet Equities LLC, BANC ONE Securities Corporation, Fidelity Brokerage Services LLC, and Irwin Union Securities. James is a registered representative in 14 states and holds the Series 63, 66, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
03/23/2018 - Present
Cambridge Investment Research Advisors, Inc. (Cincinnati OH)
OH
03/25/2017 - 03/26/2018
MML INVESTORS SERVICES, LLC (WEST CHESTER OH)
OH
12/06/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST CHESTER OH)
OH
12/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (AKRON OH)
NJ
08/03/2005 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
IL
03/15/2004 - 09/16/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
10/08/1996 - 05/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IN
06/03/1993 - 08/02/1996
IRWIN UNION SECURITIES (COLUMBUS IN)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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