Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Newton is a registered representative with Nylife Securities LLC, having joined the firm on June 4, 2012. James holds the Series 6, Series 63, and SIE licenses. James is registered with the state of Alabama and is licensed to sell securities in that state. James has been in the securities industry since June 3, 2012. The firm's main office is located in Birmingham, Alabama, at 2311 HIGHLAND AVENUE SOUTH, SUITE 100, 35205.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
06/04/2012 - Present
Nylife Securities LLC (BIRMINGHAM AL)
BC
Issued 09/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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