Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Oliver is a financial advisor with over 20 years of experience in the industry. James has a Series 7, 24, 31, and 63 licenses as well as a Series 65. James is currently registered with Raymond James Financial Services Advisors, Inc. in Old Saybrook, CT, and has previously been registered with CCO Investment Services Corp. and BANCNORTH INVESTMENT GROUP, INC.. James also operates a rental real estate business in Old Saybrook called Old Saybrook Properties, LLC. James specializes in providing financial planning and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/17/2025 - Present
Raymond James Financial Services Advisors, Inc. (Old Saybrook CT)
CT
02/20/2007 - 06/21/2012
CCO INVESTMENT SERVICES CORP. (MIDDLETOWN CT)
CT
01/19/2006 - 02/14/2007
BANCNORTH INVESTMENT GROUP, INC. (NEWINGTON CT)
CT
10/02/2002 - 08/16/2005
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
MO
08/26/2002 - 10/02/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MA
06/01/2001 - 12/18/2001
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
NY
03/09/1999 - 06/08/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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