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James Olen Donaldson

Nylife Securities LLC

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About James Olen Donaldson

James Donaldson is a financial advisor with Nylife Securities LLC. James has been in the industry since April 2008. James currently holds Series 6 and Series 63 licenses and is registered with the state of Alabama. James has been associated with Nylife Securities LLC since September 2007. Prior to their current position, James was based in Auburn, Alabama.

Firm Information

James Donaldson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Donaldson’s Registration & Firm History

AL

10/20/2023 - Present

Nylife Securities LLC (MONTGOMERY AL)

AL

09/25/2007 - 04/05/2023

NYLIFE SECURITIES LLC (AUBURN AL)

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Licenses & Designations

BC

Issued 11/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Olen Donaldson. Review regulatory record here.
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