Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Odell Nichols is a financial advisor with Raymond James & Associates, Inc. James has been in the industry for over 40 years and has experience working with individuals, corporations and charitable organizations. James is also registered with the following firms: MORGAN KEEGAN & COMPANY, INC., WELLS FARGO ADVISORS, LLC, LEGG MASON WOOD WALKER, INCORPORATED, J.C. BRADFORD & CO., PAINEWEBBER INCORPORATED and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. James specializes in portfolio management and financial planning and is available to discuss your needs in person or over the phone.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (ALPHARETTA GA)
GA
06/20/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ALPHARETTA GA)
GA
06/17/2005 - 06/21/2011
WELLS FARGO ADVISORS, LLC (ALPHARETTA GA)
MD
05/31/2000 - 06/23/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/11/1998 - 06/10/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NJ
09/27/1988 - 06/08/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/24/1984 - 09/15/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
10/13/1981 - 10/05/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 06/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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