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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Oconnell Barbi is a financial advisor with Fidelity Personal And Workplace Advisors. James has been a financial advisor for over 20 years. James is licensed to provide investment advice in 52 states, including Texas, New Jersey, and Florida. James has a variety of experience in the financial services industry, having worked at several firms, including AXA Advisors, LLC, RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James has a strong understanding of a wide range of investment products and services. James is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/06/2022 - Present
Fidelity Personal AND Workplace Advisors (WAYNE NJ)
NJ
03/10/2017 - 08/20/2019
AXA ADVISORS, LLC (EDISON NJ)
NJ
09/28/2015 - 11/09/2016
RBC CAPITAL MARKETS, LLC (PARAMUS NJ)
NY
11/20/1997 - 03/27/2009
EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)
NY
01/20/1997 - 11/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
03/20/1995 - 01/30/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MA
10/14/1993 - 08/18/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/14/1993 - 08/18/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 10/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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