Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'Reilly is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 13 years of experience in the industry. James O'Reilly holds the Series 7, Series 63, and Series 65 licenses. James O'Reilly has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since January 2011. James O'Reilly is also registered with the state regulators in Arizona, California, Colorado, Florida, Illinois, Michigan, Minnesota, Pennsylvania, Texas, and Wisconsin. James O'Reilly has been a registered representative of BROKERBANK SECURITIES, INC. and MANCHESTER FINANCIAL GROUP, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
07/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEQUON WI)
MN
01/04/2010 - 03/11/2010
BROKERBANK SECURITIES, INC. (MINNETONKA MN)
MN
12/03/2008 - 05/05/2009
MANCHESTER FINANCIAL GROUP, LLC (MINNEAPOLIS MN)
IA
Issued 03/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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