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James Nunzio Incognito

Nomura Securities International, Inc.

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About James Nunzio Incognito

James Nunzio Incognito is a registered representative with Nomura Securities International, Inc. James has been working in the securities industry since February 11, 2006. James is registered in 52 states and is a registered principal. James also holds the Series 63, Series 24, Series 7, Series 57TO and SIE licenses. James has been with Nomura Securities International, Inc. since May 19, 2014. James was previously employed at BNP PARIBAS SECURITIES CORP., FBR CAPITAL MARKETS & CO. and BARCLAYS CAPITAL INC.

Firm Information

James Incognito is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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James Incognito’s Registration & Firm History

NY

05/19/2014 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

09/28/2010 - 04/01/2014

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

11/03/2009 - 09/27/2010

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

12/09/2005 - 10/15/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/19/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Nunzio Incognito.
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